Release according to article 40 para. 1 WpHG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
München (pta042/26.09.2024/18:08 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Siemens Energy AG |
| Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 |
| Street: | Otto-Hahn-Ring 6 |
| Postal code: | 81739 |
| City: | Munich, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City and country of registered office:
Wilmington, Delaware,
United States of America (USA)
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. LLC
5. Date on which threshold was crossed or reached
23.09.2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 5.02 | 2.29 | 7.31 | 799,309,712 |
| Previous notification (if applicable) | 4.31 | 1.78 | 6.09 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000ENER6Y0 | 0 | 40,108,088 | 0.00 | 5.02 |
| Total: | 40,108,088 | 5.02 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Equity Call Option | From 20.12.2024 to 17.12.2027 | at any time | 3,342,645 | 0.42 |
| Right of recall over securities lending agreements | at any time | at any time | 1,395,382 | 0.17 |
| Compound Option | 30.04.2027 | at any time | 74,399 | 0.01 |
| Total: | 4,812,426 | 0.60 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Equity Put Option | From 18.10.2024 to 19.12.2025 | at any time | Physical | 574,400 | 0.07 |
| Retail Structured Product | From 25.11.2072 to 19.09.2074 | at any time | Cash | 8,370 | 0.00 |
| Equity Swap | From 11.10.2024 to 30.09.2026 | at any time | Cash | 12,895,614 | 1.61 |
| Compound Option | From 21.07.2025 to 14.05.2029 | at any time | Cash | 6,763 | 0.00 |
| Total: | 13,485,147 | 1.69 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley Domestic Holdings, LLC | |||
| Morgan Stanley Capital Services LLC | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley & Co. LLC | 3.55 | ||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley International Holdings Inc. | |||
| Morgan Stanley International Limited | |||
| Morgan Stanley Investments (UK) | |||
| Morgan Stanley & Co. International plc | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley & Co. LLC | 3.55 | ||
| Prime Dealer Services Corp. | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley International Holdings Inc. | |||
| Morgan Stanley B.V. | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley Smith Barney LLC |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
The notification was triggered due to an acquisition of client securities over which Morgan Stanley & Co. LLC has a right of use
Date
26.09.2024
(end)
| Emitter: |
Siemens Energy AG Otto-Hahn-Ring 6 81739 München Germany |
|
|---|---|---|
| Contact Person: | Investor Relations | |
| Phone: | +49 89 207084040 | |
| E-Mail: | investorrelations@siemens-energy.com | |
| Website: | www.siemens-energy.com | |
| ISIN(s): | DE000ENER6Y0 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate |