Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
conwert Immobilien Invest SE: Release according to art. 93 section 2 BörseG
Vienna (pta028/20.07.2016/13:30 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
conwert Immobilien Invest SE, Alserbachstraße 32, 1090 Wien, Austria
2. Reason for notification
3. Details of person subject to the notification obligation
Name: ADLER Real Estate Aktiengesellschaft
City and country of registered office:
,
Germany
4. Names of shareholders, if different from declarants (3)
MountainPeak Trading Limited, mit Sitz in Dositheou, 42, Strovolos, 2028 Nicosia, Zypern, eingetragen im zypriotischen Handelsregister zu HE 342519
5. Date on which threshold was crossed or reached
15.07.2016
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 22,37 | 6,34 | 28,71 | 94,593,612 |
| Position of previous notification | 24,79 | n/a | n/a |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000697750 | 21,160,921 | 0 | 22.37 | 0.00 |
| Total: | 21,160,921 | 22.37 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 08.09.2016 | ab 15.07.2016 bis 08.09.2016 | 6000000 | 6.34 | |
| Total: | 6,000,000 | 6.34 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | ADLER Real Estate Aktiengesellschaft | n/a | n/a | n/a | |
| 2 | MountainPeak Trading Limited | 1 | 22,37 | 6,34 | 28,71 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
MountainPeak Trading Limited holds 21,160,921 shares with voting rights in conwert Immobilien Invest SE, corresponding to 22.37% of the voting rights. ADLER Real Estate AG is the sole shareholder of MountainPeak Trading Limited. Consequently, ADLER Real Estate AG holds 21,160,921 shares in conwert via its subsidiary MountainPeak Trading Limited; this currently corresponds to 22.37% of the voting rights. The most recent prior notification was related to 24.79%. On 15 July 2016 Mountain Peak Trading Limited concluded a call option agreement with Petrus Advisers Investment Fund L.P. According to the option agreement, MountainPeak Trading Limited as the option holder is entitled to exercise the purchase option until 8 August 2016 and to extend this period unilaterally until 8 September 2016, whereby the acquisition of the conwert shares pursuant to the call option is conditional upon the obtainment of the respective merger approvals.
(end)
| Emitter: |
conwert Immobilien Invest SE Alserbachstraße 32 1090 Wien Austria |
|
|---|---|---|
| Contact Person: | Clemens Billek | |
| Phone: | +43 1 52145-700 | |
| E-Mail: | cwi@conwert.at | |
| Website: | www.conwert.at | |
| ISIN(s): | AT0000697750 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |