Stabilisation measures according to article 5 MAR / Regulation (EU) 2016/1052
BAWAG Group AG: Notice relating to Stabilization Transactions
Vienna
(pta034/31.10.2017/23:40 UTC+1)
NOT FOR DISTRIBUTION OR RELEASE, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES, AUSTRALIA, CANADA OR JAPAN OR ANY OTHER JURISDICTION IN WHICH THE DISTRIBUTION OR RELEASE WOULD BE UNLAWFUL.
Notice relating to stabilization transactions pursuant to article 5(4) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 as well as article 6(2), (3) and article 8 of Commission Delegated Regulation (EU) No 2016/1052 of 8 March 2016
Goldman Sachs International, acting as the stabilization manager in connection with the initial public offering of BAWAG Group AG ("BAWAG"), has today informed BAWAG that the following stabilization measures were carried out during the stabilization period from 25 October 2017 until 30 October 2017 in relation to the ordinary shares of BAWAG (ISIN: AT0000BAWAG2), which started trading on the official market of the Vienna Stock Exchange on 25 October 2017:
Execution Date: 25 October 2017
Price Range in EUR: 45.95 - 47.50
Trading Venue: Vienna Stock Exchange, SGMX
Execution Date: 27 October 2017
Price Range in EUR: 45.22 - 46.85
Trading Venue: Vienna Stock Exchange, SGMX, INSX, Turquoise, OTC
Execution Date: 30 October 2017
Price Range in EUR: 45.18 - 45.74
Trading Venue: Vienna Stock Exchange, SGMX
In addition, BAWAG was informed that, on 25 October 2017, the stabilization manager had exercised the greenshoe option granted by the selling shareholders (other than Promontoria Sacher Holding, B.V. and certain minority shareholders) in connection with over-allotments for up to 5,250,000 ordinary bearer shares of BAWAG.
Disclaimer
This announcement is for information only and does not constitute an offer or invitation to underwrite, subscribe for or otherwise acquire or dispose of any securities or investment advice in any jurisdiction in which such an offer or solicitation is unlawful, including without limitation, the United States, Australia, Canada, or Japan. Any failure to comply with these restrictions may constitute a violation of the securities laws of such jurisdictions.
This announcement and the information contained herein, is not an offer of securities for sale in, and is not for transmission to or publication, distribution or release, directly or indirectly, in the United States of America (including its territories and possessions, any state of the United States of America and the District of Columbia) (the "United States"). The securities being offered have not been and will not be registered under the US Securities Act of 1933, as amended (the "Securities Act"), or under any applicable securities laws of any state or other jurisdiction of the United States and may not be offered, sold, resold, transferred or delivered, directly or indirectly, in the United States unless registered under the Securities Act or pursuant to an exemption from, or in a transaction not subject to, such registration requirements and in accordance with any applicable securities laws of any state or other jurisdiction of the United States. No public offering of the securities discussed herein is being made in the United States.
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Emitter: |
BAWAG Group AG Wiesingerstraße 4 1010 Wien Austria |
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Contact Person: | BAWAG Group Investor Relations | |
Phone: | +43 (0)59905-22456 | |
E-Mail: | investor.relations@bawaggroup.com | |
Website: | www.bawaggroup.com | |
ISIN(s): | AT0000BAWAG2 (Share) | |
Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |