Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Frequentis AG: Release according to art. 135 section 2 BörseG
Vienna (pta051/14.05.2019/19:20 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Frequentis AG, Innovationsstraße 1, 1100 Wien, Austria
2. Reason for notification
3. Details of person subject to the notification obligation
Name: Johannes Bardach
4. Names of shareholders, if different from declarants (3)
Frequentis Group Holding GmbH;
Dr. Christian Mayer (Notar);
flatex Bank AG;
5. Date on which threshold was crossed or reached
13.05.2019
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 84,77 | n/a | 84,77 | 13,200,000 |
| Position of previous notification | n/a | n/a | n/a |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| ATFREQUENT09 | 862,741 | 10,327,055 | 6.54 | 78.24 |
| Total: | 11,189,796 | 84.77 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Johannes Bardach | 6,54 | n/a | 6,54 | |
| 2 | Frequentis Group Holding GmbH | 1 | 60 | n/a | 60 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
Notification pursuant to Sec 130 para. 7 Stock Exchange Act 2018. This notification includes 907,055 shares (6.87%) held in escrow by Dr. Christian Mayer (Notary Public) and 1,500,000 shares (11.36%) held in escrow by flatex Bank AG.
(end)
| Emitter: |
Frequentis AG Innovationsstraße 1 1100 Wien Austria |
|
|---|---|---|
| Contact Person: | Mag. Brigitte Gschiegl | |
| Phone: | +431811501301 | |
| E-Mail: | brigitte.gschiegl@frequentis.com | |
| Website: | www.frequentis.com | |
| ISIN(s): | ATFREQUENT09 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) | |
| Other Stock Exchanges: | Regulierter Markt in Frankfurt |