Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Addiko Bank AG: Release according to art. 135 section 2 BörseG
Vienna (pta054/30.04.2020/19:15 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Addiko Bank AG, Wipplingerstraße 34 / 4.OG, 1010 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Advent International Corporation
City and country of registered office:
1209 Orange Street, Wilmington, DE 19801, Delaware,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
AI Lake (Luxembourg) S.à r.l.
5. Date on which threshold was crossed or reached
29.04.2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 18,75 | n/a | 18,75 | 19,500,000 |
| Position of previous notification | 26,70 | 0,00 | 26,70 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT000ADDIKO0 | 0 | 3,655,833 | 0.00 | 18.75 |
| Total: | 3,655,833 | 18.75 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Advent International Corporation | n/a | n/a | n/a | |
| 2 | Advent International GPE VII LLC | 1 | n/a | n/a | n/a |
| 3 | GPE VII, GP-DE LP | 2 | n/a | n/a | n/a |
| 4 | GPE VII GP S.à r.l. | 3 | n/a | n/a | n/a |
| 5 | GPE VII Luxembourg Funds | 4 | n/a | n/a | n/a |
| 6 | AI Lake (Luxembourg) Holding S.à r.l. | 5 | n/a | n/a | n/a |
| 7 | AI Lake (Luxembourg) Management S.à r.l. | 6 | n/a | n/a | n/a |
| 8 | AI Lake (Luxembourg) S.à r.l. | 7 | 18,75 | n/a | 18,75 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
AI Lake (Luxembourg) S.à r.l. has sold a total of 1,550,223 shares in Addiko Bank AG in two tranches, representing 7.95% of the share capital of the same. The disposals were completed on 29 April 2020.
For the avoidance of doubt, in the notification published on 10 March 2020, section 8 (full chain of controlled undertakings) erroneously included Advent International GPE VII LP (No. 5) instead of GPE VII, GP-DE LP (No. 3).
(end)
| Emitter: |
Addiko Bank AG Wipplingerstraße 34 / 4.OG 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Addiko Investor Relations Team | |
| Phone: | +43 (0) 50232 2070 | |
| E-Mail: | investor.relations@addiko.com | |
| Website: | www.addiko.com | |
| ISIN(s): | AT000ADDIKO0 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |