Release according to article 40 para. 1 WpHG
alstria office REIT-AG: Release according to Article 40, Section 1 of the WpHG
Hamburg (pta039/10.08.2021/18:30 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | alstria office REIT-AG |
| Legal Entity Identifier (LEI): | 529900QIJIGPI0DRL085 |
| Street: | Steinstraße 7 |
| Postal code: | 20095 |
| City: | Hamburg, Germany |
2. Reason for notification
Partial unwind of a collar transaction
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City and country of registered office:
Wilmington, Delaware,
United States of America (USA)
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
03.08.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 0.80 | 4.15 | 4.95 | 178,032,997 |
| Previous notification (if applicable) | 0.37 | 9.18 | 9.56 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A0LD2U1 | 0 | 1,424,733 | 0.00 | 0.80 |
| Total: | 1,424,733 | 0.80 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Right of recall over securities lending agreements | at any time | at any time | 851,900 | 0.48 |
| Total: | 851,900 | 0.48 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Retail Structured Product | 14.08.2069 | at any time | Cash | 33 | 0.00 |
| Equity Call Option* | 29.09.2021 | at any time | Cash | 6,535,462 | 3.67 |
| Equity Put Option* | 29.09.2021 | at any time | Cash | 6,535,462 | 3.67 |
| Total: | 6,535,495 | 3.67 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Morgan Stanley | |||
| Morgan Stanley International Holdings Inc. | |||
| Morgan Stanley International Limited | |||
| Morgan Stanley Investments (UK) | |||
| Morgan Stanley & Co. International plc | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley Domestic Holdings, Inc. | |||
| Morgan Stanley & Co. LLC | |||
| Prime Dealer Services Corp. | |||
| - | |||
| Morgan Stanley | |||
| Morgan Stanley Capital Management, LLC | |||
| Morgan Stanley Domestic Holdings, Inc. | |||
| Morgan Stanley Bank, N.A. |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Regarding section 7.b.2, the put and call options marked with * amounting to a combined percentage of 7,34% were not aggregated as they relate to cash settled collar transactions under which, on a consolidated basis, Morgan Stanley can receive an amount in cash equivalent to 3,67% of the voting rights in alstria office REIT-AG only once.
Date
09.08.2021
(end)
| Emitter: |
alstria office REIT-AG Steinstraße 7 20095 Hamburg Germany |
|
|---|---|---|
| Contact Person: | alstria office REIT-AG | |
| Phone: | +49 40 226341-344 | |
| E-Mail: | ir@alstria.de | |
| Website: | www.alstria.de | |
| ISIN(s): | DE000A0LD2U1 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate | |
| Other Stock Exchanges: | London, Börse Luxemburg, SIX, Wiener Börse |