Release according to article 40 para. 1 WpHG
Altech Advanced Materials AG: Release according to Article 40, Section 1 of the WpHG
Heidelberg (pta043/12.08.2021/16:00 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Altech Advanced Materials AG |
| Legal Entity Identifier (LEI): | 529900PVUKFVG9GDEQ03 |
| Street: | Ziegelhäuser Landstraße 3 |
| Postal code: | 69120 |
| City: | Heidelberg, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Dr. Christian Bartels-von Varnbüler
Date of birth:
22.03.1961
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
05.08.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 4.96 | 0.00 | 4.96 | 5,650,000 |
| Previous notification (if applicable) | n/a | n/a | n/a |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A289V45 | 280,000 | 0 | 4.96 | 0.00 |
| Total: | 280,000 | 4.96 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
11.08.2021
(end)
| Emitter: |
Altech Advanced Materials AG Ziegelhäuser Landstraße 3 69120 Heidelberg Germany |
|
|---|---|---|
| Contact Person: | Hansjörg Plaggemars | |
| Phone: | +49 6221 64924-0 | |
| E-Mail: | info@altechadvancedmaterials.com | |
| Website: | www.altechadvancedmaterials.com | |
| ISIN(s): | DE000A289V45 (Share) DE000A2LQUJ6 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf |