pta20230203025
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG

Vienna (pta025/03.02.2023/17:00 UTC+1) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Bank of America Corporation
City and country of registered office: Wilmington, DE, United States of America (USA)

4. Names of shareholders, if different from declarants (3)

5. Date on which threshold was crossed or reached
1.02.2023

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 0,22 3,8 4,02 9,744,000
Position of previous notification 0,29 2,98 3,27

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000818802 0 21,337 0.00 0.22
Total:   21,337   0.22

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Securities Lent n.a. n.a. 242315 2.49
Common Stock n.a. n.a. 14572 0.15
Convertible Bond 28.01.2026 n.a. 89297 0.92
    Total: 346,184 3.56

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Total Return Swap 28.04.2023 n.a. Cash 4966 0.05
Total Return Swap 13.06.2023 n.a. Cash 4 0.00
Total Return Swap 31.07.2023 n.a. Cash 2207 0.02
Total Return Swap 31.08.2023 n.a. Cash 1317 0.01
Total Return Swap 31.10.2023 n.a. Cash 6688 0.07
Total Return Swap 30.11.2023 n.a. Cash 3657 0.04
Total Return Swap 31.07.2024 n.a. Cash 5490 0.06
      Total: 24,329 0.25

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Bank of America Corporation n/a n/a n/a
2 NB Holdings Corporation 1 n/a n/a n/a
3 BofAML Jersey Holdings Limited 2 n/a n/a n/a
4 BofAML EMEA Holdings 2 Limited 3 n/a n/a n/a
5 ML UK Capital Holdings Limited 4 n/a n/a n/a
6 Merrill Lynch International 5 n/a n/a n/a
7 BAC North America Holding Company 2 n/a n/a n/a
8 Bank of America, National Association 7 n/a n/a n/a
9 BofA Securities Inc. 2 n/a n/a n/a
10 Merrill Lynch Professional Clearing Corp. 9 n/a n/a n/a

9. In case of proxy voting

Date of general meeting:
Voting rights after general meeting:

10. Other useful information

(end)

Emitter: DO & CO Aktiengesellschaft
Stephansplatz 12
1010 Wien
Austria
Contact Person: Mag. Bettina Höfinger
Phone: +43 664 80 777 1157
E-Mail: bettina.hoefinger@doco.com
Website: www.doco.com
ISIN(s): AT0000818802 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade); Free Market in Berlin, Dusseldorf, Frankfurt, Munich, Stuttgart, Tradegate
Other Stock Exchanges: London, Istanbul
|