Release according to article 40 para. 1 WpHG
3U HOLDING AG: Release according to Article 40, Section 1 of the WpHG
Marburg (pta007/24.04.2023/08:05 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | 3U HOLDING AG |
| Legal Entity Identifier (LEI): | 529900VVQ4470YJ67K26 |
| Street: | Frauenbergstraße 31-33 |
| Postal code: | 35039 |
| City: | Marburg, Germany |
2. Reason for notification
Voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Michael Schmidt
Date of birth:
19.02.1966
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
TOMPAT Invest GmbH
5. Date on which threshold was crossed or reached
22.03.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 25.002374626143 | 0.00 | 25.002374626143 | 36,700,514 |
| Previous notification (if applicable) | 25.49 | 0.00 | 25.49 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE0005167902 | 0 | 9,176,000 | 0.00 | 25.00 |
| Total: | 9,176,000 | 25.002374626143 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| -Michael Schmidt | |||
| -TOMPAT Invest GmbH | 25.00 | 25.00 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
21.04.2023
(end)
| Emitter: |
3U HOLDING AG Frauenbergstraße 31-33 35039 Marburg Germany |
|
|---|---|---|
| Contact Person: | Dr. Joachim Fleing | |
| Phone: | +49 6421 999-1200 | |
| E-Mail: | IR@3U.net | |
| Website: | www.3u.net | |
| ISIN(s): | DE0005167902 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Munich, Stuttgart, Tradegate |