Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
DO & CO Aktiengesellschaft: Correction of a release according to article 135 section 2 BörseG from 08.05.2023
Wien (pta016/10.05.2023/11:15 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification
Acquisition / disposal of instruments
Other reason
3. Details of person subject to the notification obligation
Name: Bank of America Corporation
City and country of registered office:
Wilmington, DE,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
3.05.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 0,09 | 3,48 | 3,57 | 10,041,646 |
| Position of previous notification | 0,03 | 4,31 | 4,34 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000818802 | 0 | 8,652 | 0.00 | 0.09 |
| Total: | 8,652 | 0.09 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Securities Lent | N/A | N/A | 84451 | 0.84 |
| Common Stock | N/A | N/A | 497 | 0.00 |
| Convertible Bond | 28.01.2026 | N/A | 190996 | 1.90 |
| Total: | 275,944 | 2.74 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total Return Swap | 31.07.2023 | N/A | Cash | 625 | 0.01 |
| Total Return Swap | 31.10.2023 | N/A | Cash | 1200 | 0.01 |
| Total Return Swap | 30.11.2023 | N/A | Cash | 3657 | 0.04 |
| Total Return Swap | 31.07.2024 | N/A | Cash | 1788 | 0.02 |
| Total Return Swap | 18.03.2026 | N/A | Cash | 66708 | 0.66 |
| Total: | 73,978 | 0.74 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Bank of America Corporation | n/a | n/a | n/a | |
| 2 | NB Holdings Corporation | 1 | n/a | n/a | n/a |
| 3 | BofAML Jersey Holdings Limited | 2 | n/a | n/a | n/a |
| 4 | BofAML EMEA Holdings 2 Limited | 3 | n/a | n/a | n/a |
| 5 | ML UK Capital Holdings Limited | 4 | n/a | n/a | n/a |
| 6 | Merrill Lynch International | 5 | n/a | n/a | n/a |
| 7 | BAC North America Holding Company | 2 | n/a | n/a | n/a |
| 8 | Bank of America, National Association | 7 | n/a | n/a | n/a |
| 9 | BofA Securities Inc. | 2 | n/a | n/a | n/a |
| 10 | Merrill Lynch Professional Clearing Corp | 9 | n/a | n/a | n/a |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
The Issuer has informed us of an ad hoc share increase with effect from 03/05/2023. The new Outstanding Shares figure for the company is 10,041,646 shares which has been reflected as an amendment in this disclosure. Our positions still remain the same as reported on 04/05/2023. There is a slight change in percentage holdings because of the share increase.
(end)
| Emitter: |
DO & CO Aktiengesellschaft Stephansplatz 12 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Mag. Helmut Dimmel | |
| Phone: | +43 664 80 777 1159 | |
| E-Mail: | helmut.dimmel@doco.com | |
| Website: | www.doco.com | |
| ISIN(s): | AT0000818802 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade); Free Market in Berlin, Dusseldorf, Frankfurt, Munich, Stuttgart, Tradegate | |
| Other Stock Exchanges: | London, Istanbul |