Release according to article 40 para. 1 WpHG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
München (pta037/12.12.2024/17:43 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Siemens Energy AG |
| Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 |
| Street: | Otto-Hahn-Ring 6 |
| Postal code: | 81739 |
| City: | Munich, Germany |
2. Reason for notification
Acquisition / disposal of instruments
Voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City and country of registered office:
Wilmington, DE,
United States of America (USA)
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
06.12.2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 0.21 | 10.57 | 10.78 | 799,309,712 |
| Previous notification (if applicable) | 0.22 | 11.13 | 11.34 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000ENER6Y0 | 0 | 1,173,909 | 0.00 | 0.15 |
| US82621A1043 | 0 | 519,235 | 0.00 | 0.06 |
| Total: | 1,693,144 | 0.21 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Right To Recall | Open | 13,753,481 | 1.72 | |
| Right Of Use | Open | 27,190,512 | 3.40 | |
| Call Option | 19.12.2025 | 7,825,700 | 0.98 | |
| Convertible Bond | 14.09.2025 | 5,916,246 | 0.74 | |
| Total: | 54,685,939 | 6.84 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Call Option | 10.04.2030 | Cash | 5,581 | 0.0007 | |
| Swap | 04.12.2034 | Cash | 9,308,453 | 1.16 | |
| Put Option | 17.12.2027 | Physical | 3,360,300 | 0.42 | |
| Call Warrant | 31.12.2030 | Cash | 17,120,486 | 2.14 | |
| Total: | 29,794,819 | 3.73 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| The Goldman Sachs Group, Inc. | |||
| GSAM Holdings LLC | |||
| Goldman Sachs Asset Management, L.P. | |||
| - | |||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs Bank USA | |||
| Goldman Sachs Bank Europe SE | |||
| - | |||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs (UK) L.L.C. | |||
| Goldman Sachs Group UK Limited | |||
| Goldman Sachs International Bank | |||
| - | |||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs & Co. LLC | |||
| - | |||
| The Goldman Sachs Group, Inc. | |||
| The Goldman Sachs Trust Company, National Association | |||
| The Goldman Sachs Trust Company of Delaware | |||
| - | |||
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs (UK) L.L.C. | |||
| Goldman Sachs Group UK Limited | |||
| Goldman Sachs International | 5.10 | 5.10 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
12.12.2024
(end)
| Emitter: |
Siemens Energy AG Otto-Hahn-Ring 6 81739 München Germany |
|
|---|---|---|
| Contact Person: | Investor Relations | |
| Phone: | +49 89 207084040 | |
| E-Mail: | investorrelations@siemens-energy.com | |
| Website: | www.siemens-energy.com | |
| ISIN(s): | DE000ENER6Y0 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate |