Release according to article 40 para. 1 WpHG
Koenig & Bauer AG: Correction of a Release according to article 40 para. 1 WpHG from 24.10.2019
Würzburg (pta031/02.09.2021/17:27 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Koenig & Bauer AG |
| Legal Entity Identifier (LEI): | 529900IQ90WSXBWSTD78 |
| Street: | Friedrich-Koenig-Straße 4 |
| Postal code: | 97080 |
| City: | Würzburg, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
Correction of a notification made by Universal-Investment GmbH, see 10.
3. Details of person subject to the notification obligation
Legal entity: Montagu Private Equity LLP
City and country of registered office:
London,
United Kingdom
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
18.10.2019
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 10.17 | 0.00 | 10.17 | 16,524,783 |
| Previous notification (if applicable) | n/a | n/a | n/a |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE0007193500 | 0 | 1,680,574 | 0.00 | 10.17 |
| Total: | 1,680,574 | 10.17 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Montagu Private Equity LLP | |||
| MLLP Holdings Ltd. | |||
| MPE (General Partner V) Ltd. | |||
| MPE (GP V) LP | |||
| Alpha LuxCo 1 SARL | |||
| Alpha LuxCo 2 SARL | |||
| Universal- Beteiligungs- und Servicegesellschaft mbH | |||
| Universal-Investment-Gesellschaft mbH | 9.98 | 9.98 | |
| Universal-Investment Luxembourg S.A. | |||
| - | |||
| Montagu Private Equity LLP | |||
| MLLP Holdings Ltd. | |||
| Montagu V Nominees Ltd. | |||
| Alpha LuxCo 1 SARL | |||
| Alpha LuxCo 2 SARL | |||
| Universal- Beteiligungs- und Servicegesellschaft mbH | |||
| Universal-Investment-Gesellschaft mbH | 9.98 | 9.98 | |
| Universal-Investment Luxembourg S.A. |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
With this and parallel correction notifications, the position of the notifying entity as the ultimate parent company of Universal Group since 2017 will be clarified pursuant to Section 35 (1) WpHG (German Securities Trading Act) with regard to the respectively most recently submitted notifications by Universal Investment-Gesellschaft mbH. Further explanations and all notifications concerned can be found at:
www.universal-investment.com/de/stimmrechtsmitteilungen
Date
31.08.2021
(end)
| Emitter: |
Koenig & Bauer AG Friedrich-Koenig-Straße 4 97080 Würzburg Germany |
|
|---|---|---|
| Contact Person: | Lena Landenberger | |
| Phone: | +49 931 909-4085 | |
| E-Mail: | lena.landenberger@koenig-bauer.com | |
| Website: | www.koenig-bauer.com | |
| ISIN(s): | DE0007193500 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt, Munich; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Stuttgart, Tradegate |