pta20161228018
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

conwert Immobilien Invest SE: Release according to art. 93 section 2 BörseG

Vienna (pta018/28.12.2016/19:12 UTC+1) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
conwert Immobilien Invest SE, Alserbachstraße 32, 1090 Wien, Austria

2. Reason for notification
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation


Name: Bank of America Corporation
City and country of registered office: Wilmington, United States of America (USA)

4. Names of shareholders, if different from declarants (3)
Merrill Lynch International
Bank of America, National Association
Managed Account Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated

5. Date on which threshold was crossed or reached
23.12.2016

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 3,87 2,86 6,72 101,906,213
Position of previous notification 4,63 3,10 7,72

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000697750 0 3,631,707 0.00 3.56
AT0000A1PGP1 0 307,553 0.00 0.30
Total:   3,939,260   3.86

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
N/A N/A 2810088 2.76
    Total: 2,810,088 2.76

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
30/12/2016 N/A Cash 78729 0.08
06/01/2017 N/A Cash 20689 0.02
30/04/2018 N/A Cash 16 0.00
      Total: 99,434 0.1

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Bank of America Corporation n/a n/a n/a
2 NB Holdings Corporation 1 n/a n/a n/a
3 Merrill Lynch International Incorporated 2 n/a n/a n/a
4 Merrill Lynch Group Holdings I, L.L.C. 3 n/a n/a n/a
5 BofAML Jersey Holdings Limited 4 n/a n/a n/a
6 BofAML EMEA Holdings 1 Limited 5 n/a n/a n/a
7 BofAML EMEA Holdings 2 Limited 6 n/a n/a n/a
8 ML UK Capital Holdings Limited 7 n/a n/a n/a
9 Merrill Lynch International 8 3,69 2,85 6,54
10 BAC North America Holding Company 2 n/a n/a n/a
11 BANA Holding Corporation 10 n/a n/a n/a
12 Bank of America, National Association 11 n/a n/a n/a
13 Managed Account Advisors LLC 12 0,18 n/a 0,18
14 Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 n/a n/a n/a

9. In case of proxy voting

Date of general meeting:
Voting rights after general meeting:

10. Other useful information

(end)

Emitter: conwert Immobilien Invest SE
Alserbachstraße 32
1090 Wien
Austria
Contact Person: Dr. Clemens Billek
Phone: +43 1 52145-700
E-Mail: cwi@conwert.at
Website: www.conwert.at
ISIN(s): AT0000697750 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade)
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