Release according to article 40 para. 1 WpHG
PEARL GOLD AG: Correction of a Release according to Article 40, Section 1 of the WpHG from 21.04.2016
Berlin (pta023/11.10.2019/17:32 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | PEARL GOLD AG |
| Legal Entity Identifier (LEI): | 3912002OWLND95FGIE86 |
| Street: | c/o Malmendier Partners, Kurfürstendamm 213 |
| Postal code: | 10719 |
| City: | Berlin, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Aliou Boubacar Diallo
Date of birth:
18.11.1959
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
18.04.2016
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 23.2262 | 0.00 | 23.2262 | 25,000,000 |
| Previous notification (if applicable) |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A0AFGF3 | 5,695,550 | 111,000 | 22.7822 | 0.444 |
| Total: | 5,806,550 | 23.2262 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Aliou Boubacar Diallo | 22.78 | 22.78 | |
| Sodinaf S.A. |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
This is a correction of the notification of 21.04.2016 (published on 29.04.2016). Sodinaf S.A., which is controlled by Mr. Diallo, has been owning 111,000 shares since before 18.04.2016. Those shares were accidentally omitted from the notification of 21.04.2016.
Date
10.10.2019
(end)
| Emitter: |
PEARL GOLD AG c/o Malmendier Partners, Kurfürstendamm 213 10719 Berlin Germany |
|
|---|---|---|
| Contact Person: | Julia Boutonnet | |
| Phone: | +49 30 59 00 30 40 | |
| E-Mail: | info@pearlgoldag.com | |
| Website: | www.pearlgoldag.com | |
| ISIN(s): | DE000A0AFGF3 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt |