Release according to article 40 para. 1 WpHG
iQ International AG: Release according to Article 40, Section 1 of the WpHG
Zug (pta018/02.01.2020/16:00 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | iQ International AG |
| Legal Entity Identifier (LEI): | 529900I4YVHC8WULT855 |
| Street: | Landis + Gyr Strasse 1 |
| Postal code: | 6300 |
| City: | Zug, Switzerland |
2. Reason for notification
First-time admission to trading on a regulated market (sec. 33 para 2 WpHG)
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
James LoPresti
Date of birth:
08.03.1962
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
23.12.2019
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 1.94 | 3.59 | 5.53 | 26,585,690 |
| Previous notification (if applicable) | n/a | n/a | n/a |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| CH0451424300 | 516,686 | 0 | 1.94 | 0.00 |
| Total: | 516,686 | 1.94 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| To be determined | 5 years | 127,161 | 0.48 | |
| 7 Jan 2024 | 7 Jan 2019 to 7 Jan 2024 | 216,029 | 0.81 | |
| 26 Sept 2024 | 15 Feb 2020 to 26 Sept 2024 | 122,201 | 0.46 | |
| 26 Sept 2024 | 15 Aug 2020 to 1 March 2023 | 397,151 | 1.49 | |
| 14 Nov 2024 | 15 May 2020 to 14 Nov 2024 | 92,549 | 0.35 | |
| Total: | 955,091 | 3.59 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
27.12.2019
(end)
| Emitter: |
iQ International AG Landis + Gyr Strasse 1 6300 Zug Switzerland |
|
|---|---|---|
| Contact Person: | Eva Reuter | |
| Phone: | +41 41 768 03 63 | |
| E-Mail: | ereuter@dr-reuter.eu | |
| Website: | www.iqinternational.com | |
| ISIN(s): | CH0451424300 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin |