Release according to article 40 para. 1 WpHG
PEARL GOLD AG: Release according to Article 40, Section 1 of the WpHG
Berlin (pta038/05.02.2020/17:05 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | PEARL GOLD AG |
| Legal Entity Identifier (LEI): | 3912002OWLND95FGIE86 |
| Street: | c/o Malmendier Legal, Kurfürstendamm 213 |
| Postal code: | 10719 |
| City: | Berlin, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
Romain and Julia Boutonnet as joint heirs to Mr. Robert Boutonnet.
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Romain Boutonnet
Date of birth:
08.03.1971
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
15.03.2019
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 4.89 | 0.00 | 4.89 | 25,000,000 |
| Previous notification (if applicable) | n/a | n/a | n/a |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A0AFGF3 | 1,221,991 | 0 | 4.89 | 0.00 |
| Total: | 1,221,991 | 4.89 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
The person subject to the notification obligation holds his shares as joint heir with another person.
Date
05.02.2020
(end)
| Emitter: |
PEARL GOLD AG c/o Malmendier Legal, Kurfürstendamm 213 10719 Berlin Germany |
|
|---|---|---|
| Contact Person: | Julia Boutonnet | |
| Phone: | +49 30 59 00 30 436 | |
| E-Mail: | info@pearlgoldag.com | |
| Website: | www.pearlgoldag.com | |
| ISIN(s): | DE000A0AFGF3 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt |