Release according to article 40 para. 1 WpHG
3U HOLDING AG: Release according to Article 40, Section 1 of the WpHG
Marburg (pta028/08.05.2020/18:11 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | 3U HOLDING AG |
| Legal Entity Identifier (LEI): | 529900VVQ4470YJ67K26 |
| Street: | Frauenbergstraße 31-33 |
| Postal code: | 35039 |
| City: | Marburg, Germany |
2. Reason for notification
Authorization of proxy re Annual general Meeting
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Matthias Zettler
Date of birth:
12.11.1982
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
07.05.2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 4.20 | 0.00 | 4.20 | 35,314,016 |
| Previous notification (if applicable) | 0.47 | 0.47 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE0005167092 | 242,100 | 1,241,888 | 0.69 | 3.52 |
| Total: | 1,483,988 | 4.21 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: 20.05.2020
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| 0.69% | % | 0.69% |
10. Other useful information
Date
08.05.2020
(end)
| Emitter: |
3U HOLDING AG Frauenbergstraße 31-33 35039 Marburg Germany |
|
|---|---|---|
| Contact Person: | Dr. Joachim Fleing | |
| Phone: | +49 6421 999-1200 | |
| E-Mail: | IR@3U.net | |
| Website: | www.3u.net | |
| ISIN(s): | DE0005167902 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Munich, Stuttgart, Tradegate |