Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Addiko Bank AG: Release according to art. 135 section 2 BörseG
Vienna (pta019/13.10.2020/10:35 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Addiko Bank AG, Wipplingerstraße 34 / 4.OG, 1010 Wien, Austria
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Erik Fällström
4. Names of shareholders, if different from declarants (3)
DDM INVEST III AG
5. Date on which threshold was crossed or reached
12.10.2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 9,9 | n/a | 9,9 | 19,500,000 |
| Position of previous notification | 9,90 | 10,10 | 20,00 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT000ADDIKO0 | 0 | 1,930,500 | 0.00 | 9.90 |
| Total: | 1,930,500 | 9.9 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Erik Fällström | n/a | n/a | n/a | |
| 2 | Heracles PTC Limited on behalf of The Achilles Trust (Jersey) | 1 | n/a | n/a | n/a |
| 3 | Rothesay Limited (Bahamas) | 2 | n/a | n/a | n/a |
| 4 | DDM Group Finance S.A. (Luxembourg) | 2,3 | n/a | n/a | n/a |
| 5 | DDM Holding AG (Switzerland) | 4 | n/a | n/a | n/a |
| 6 | DDM Group AG (Switzerland) | 5 | n/a | n/a | n/a |
| 7 | DDM Finance AB (Sweden) | 6 | n/a | n/a | n/a |
| 8 | DDM Debt AB (publ) (Sweden) | 7 | n/a | n/a | n/a |
| 9 | DDM INVEST III AG (Switzerland) | 8 | 9,9 | n/a | 9,9 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
On 30.03.2020, DDM INVEST III exercised a Call Option for acquisition of additional 10.10% shares in Addiko Bank AG.
The settlement is subject to regulatory clearance by the competent authorities including the ECB. A preliminary injunction granted to DDM INVEST III against AI Lake (Luxembourg) S.à r.l. that prohibited AI Lake (Luxembourg) S.à r.l. as option grantor to terminate the Call Option/SPA until and including 11.11.2020 was annulled. Thereupon, AI Lake (Luxembourg) S.à r.l. terminated the Call Option/SPA with effect 12.10.2020.
(end)
| Emitter: |
Addiko Bank AG Wipplingerstraße 34 / 4.OG 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Addiko Investor Relations Team | |
| Phone: | +43 (0) 50232-3388 | |
| E-Mail: | investor.relations@addiko.com | |
| Website: | www.addiko.com | |
| ISIN(s): | AT000ADDIKO0 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |