Release according to article 40 para. 1 WpHG
S&T AG: Release according to Article 40, Section 1 of the WpHG
Linz (pta005/06.01.2021/08:00 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | S&T AG |
| Legal Entity Identifier (LEI): | 5299002PSXXMVHB26433 |
| Street: | Industriezeile 35 |
| Postal code: | 4021 |
| City: | Linz, Austria |
2. Reason for notification
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments
Other: Trading book exemption no longer applying to certain positions
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City and country of registered office:
Wilmington,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
1.01.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 0.19 | 4.91 | 5.10 | 66,096,103 |
| Position of previous notification |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000A0E9W5 | 0 | 126,489 | 0.00 | 0.19 |
| Total: | 126,489 | 0.19 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Open | N/A | 2,226,335 | 3.37 | |
| Total: | 2,226,335 | 3.37 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 16/12/2030 | N/A | Cash | 941,827 | 1.42 | |
| 31/12/2030 | N/A | Cash | 53,030 | 0.08 | |
| 31/12/2030 | N/A | Cash | 24,068 | 0.04 | |
| 31/12/2030 | N/A | Cash | 1,341 | 0.00 | |
| Total: | 1,020,266 | 1.54 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | The Goldman Sachs Group, Inc. | ||||
| 2 | Goldman Sachs (UK) L.L.C. | 1 | |||
| 3 | Goldman Sachs Group UK Limited | 2 | |||
| 4 | Goldman Sachs International | 3 | 0,1700 | 1,8300 | 2,0000 |
| 5 | Goldman, Sachs & Co. Wertpapier GmbH | 1 | 0,0700 | 0,0700 | |
| 6 | Goldman Sachs & Co. LLC | 1 | 3,0100 | 3,0100 | |
| 7 | GSAM Holdings LLC | 1 | |||
| 8 | Goldman Sachs Asset Management, L.P. | 7 | 0,0200 | 0,0200 | |
| 9 | Goldman Sachs (Cayman) Holdings Company | 1 | |||
| 10 | Goldman Sachs Bank Europe SE | 9 |
9. In case of proxy voting
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Trading book exemption no longer applying to certain positions.
Date:
5.01.2021
(end)
| Emitter: |
S&T AG Industriezeile 35 4021 Linz Austria |
|
|---|---|---|
| Contact Person: | Nicole Nagy, Investor Relations | |
| Phone: | +43 (1) 801911196 | |
| E-Mail: | nicole.nagy@snt.at | |
| Website: | www.snt.at | |
| ISIN(s): | AT0000A0E9W5 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt |