Release according to article 40 para. 1 WpHG
Vantage Towers AG: Release according to Article 40, Section 1 of the WpHG
Duesseldorf (pta037/24.03.2021/19:05 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Vantage Towers AG |
| Legal Entity Identifier (LEI): | 213800BBQO965UPQ7J59 |
| Street: | Prinzenallee 11-13 |
| Postal code: | 40549 |
| City: | Düsseldorf, Germany |
2. Reason for notification
initial admission of the shares to trading on an organized market
3. Details of person subject to the notification obligation
Legal entity: Colony Capital, Inc.
City and country of registered office:
Boca Raton, Florida,
United States of America (USA)
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
DLM-TW Holdings S.a r.l.
5. Date on which threshold was crossed or reached
17.03.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 4.14 | 0.00 | 4.14 | 505,782,265 |
| Previous notification (if applicable) |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| - | 0 | 20,922,031 | 0.00 | 4.14 |
| Total: | 20,922,031 | 4.14 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Colony Capital, Inc. | |||
| Colony Capital Operating Company, LLC | |||
| Colony Capital OP Subsidiary, LLC | |||
| Colony Capital Investment Holdco, LLC | |||
| Digital Colony DCL GP MM, LLC | |||
| Digital Colony Liquid Opportunities Fund GP, LLC | |||
| Digital Colony Liquid Opportunities Fund, LP | |||
| - | |||
| Colony Capital, Inc. | |||
| Colony Capital Operating Company, LLC | |||
| CFI RE Holdco, LLC | |||
| Colony DCAF Holdco, LLC | |||
| Digital Colony Alpha GP, LLC | |||
| Digital Colony Alpha Master, L.P. (Cayman) | |||
| - | |||
| Colony Capital, Inc. | |||
| Colony Capital Operating Company, LLC | |||
| Colony Capital OP Subsidiary, LLC | |||
| Colony Capital Investment Holdco, LLC | |||
| Colony Capital Digital Holdco, LLC | |||
| Digital Colony Management Holdings, LLC | |||
| Digital Colony Management, LLC | |||
| DC Liquid Strategies Adviser, LLC | |||
| - | |||
| Colony Capital, Inc. | |||
| Colony Capital Operating Company, LLC | |||
| Colony DCP II Holdco, LLC | |||
| Digital Colony II (Cayman AIV) GP, LLC | |||
| Digital Colony II (Cayman AIV), LP | |||
| DLM-TW Holdings S.a r.l. | 4.12 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
23.03.2021
(end)
| Emitter: |
Vantage Towers AG Prinzenallee 11-13 40549 Düsseldorf Germany |
|
|---|---|---|
| Contact Person: | Phillip Pasckert | |
| Phone: | +49 172 234 7200 | |
| E-Mail: | Phillip.Pasckert@vantagetowers.com | |
| Website: | www.vantagetowers.com | |
| ISIN(s): | DE000A3H3LL2 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt |