pta20210326042
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

Addiko Bank AG: Release according to art. 135 section 2 BörseG

Vienna (pta042/26.03.2021/17:35 UTC+1) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
Addiko Bank AG, Wipplingerstraße 34 / 4.OG, 1010 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Erik Fällström

4. Names of shareholders, if different from declarants (3)
DDM INVEST III AG

5. Date on which threshold was crossed or reached
3.02.2021

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 9,9 9,99 19,9 19,500,000
Position of previous notification 9,90 9,99 19,90

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT000ADDIKO0 0 1,930,500 0.00 9.90
Total:   1,930,500   9.9

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
    Total: 0 0

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
n.a. n.a. Physical 1949999 9.99
      Total: 1,949,999 9.99

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Erik Fällström n/a n/a n/a
2 Heracles PTC Limited on behalf of The Achilles Trust (Jersey) 1 n/a n/a n/a
3 Rothesay Limited (Bahamas) 2 n/a n/a n/a
4 DDM Group Finance S.A. (Luxembourg) 2,3 n/a n/a n/a
5 DDM Holding AG (Switzerland) 4 n/a n/a n/a
6 DDM Group AG (Switzerland) 5 n/a n/a n/a
7 DDM Finance AB (Sweden) 6 n/a n/a n/a
8 DDM Debt AB (publ) (Sweden) 7 n/a n/a n/a
9 DDM INVEST III AG (Switzerland) 8 9,9 9,99 19,9

9. In case of proxy voting

Date of general meeting:
Voting rights after general meeting:

10. Other useful information

On 3 February 2021, DDM Invest III AG concluded a share purchase agreement for up to 1,949,999 (= 9.999995%) shares of Addiko Bank AG. This share purchase agreement is subject to the fulfilment of the condition precedent of the purchaser obtaining the relevant regulatory clearances. Both the purchaser and the seller have originally reserved their right to reduce the number of shares to be delivered by partially or entirely terminating this SPA until 26 March 2021.

On 24 March 2021, the purchaser and the seller agreed to prolongate this termination right until 3 May 2021. The other provisions of the share purchase agreement remain essentially unchanged.

(end)

Emitter: Addiko Bank AG
Wipplingerstraße 34 / 4.OG
1010 Wien
Austria
Contact Person: Addiko Investor Relations Team
Phone: +43 (0) 50232-3388
E-Mail: investor.relations@addiko.com
Website: www.addiko.com
ISIN(s): AT000ADDIKO0 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade)
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