Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
CA Immobilien Anlagen AG: Release according to art. 135 section 2 BörseG
Vienna (pta020/13.04.2021/10:00 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Austria
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Barry Sternlicht
4. Names of shareholders, if different from declarants (3)
SOF-11 Klimt CAI S.à r.l.
5. Date on which threshold was crossed or reached
8.04.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 28,25 | 5,6 | 33,85 | 98,808,336 |
| Position of previous notification | 26,16 | 0,0 | 26,16 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000641345 | 0 | 4 | 0.00 | 0.00 |
| AT0000641352 | 0 | 27,908,486 | 0.00 | 28.25 |
| Total: | 27,908,490 | 28.25 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| -- | 23.4.2021 | Physical | 2413980 | 2.44 | |
| -- | 23.4.2021 | Physical | 3122990 | 3.16 | |
| Total: | 5,536,970 | 5.6 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Barry Sternlicht | n/a | n/a | n/a | |
| 2 | BSS SCG GP Holdings L.L.C. | 1 | n/a | n/a | n/a |
| 3 | Starwood Capital Group Holdings GP L.L.C. | 2 | n/a | n/a | n/a |
| 4 | SCGG GP II L.L.C. | 3 | n/a | n/a | n/a |
| 5 | Starwood Capital Group Global II LP | 4 | n/a | n/a | n/a |
| 6 | Starwood XI Management GP, LLC (Del) | 5 | n/a | n/a | n/a |
| 7 | Starwood XI Management, LP (Del) | 6 | n/a | n/a | n/a |
| 8 | SOF-11 International Management Lux, Sarl | 7 | n/a | n/a | n/a |
| 9 | SOF-11 International, SCSp | 8 | n/a | n/a | n/a |
| 10 | SOF-11 Lux Resi MasterCo Sarl | 9 | n/a | n/a | n/a |
| 11 | SOF-11 Klimt Holdings Sarl | 10 | n/a | n/a | n/a |
| 12 | SOF-11 Klimt CAI S.à r.l. | 11 | 28,25 | 5,6 | 33,85 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
Notification for tendered shares and convertible bonds (conversion ratio 25.9687). 30% threshold was crossed on 8.4.2021, with additional shares and convertible bonds tendered on 9. April 2021. Settlement of the public takeover offer takes place within ten trading days after 9 April 2021. All calculations on an undiluted basis.
(end)
| Emitter: |
CA Immobilien Anlagen AG Mechelgasse 1 1030 Wien Austria |
|
|---|---|---|
| Contact Person: | Mag. Claudia Höbart | |
| Phone: | +43 (0)1532 5907-502 | |
| E-Mail: | claudia.hoebart@caimmo.com | |
| Website: | www.caimmo.com | |
| ISIN(s): | AT0000641352 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |