Release according to article 40 para. 1 WpHG
2invest AG: Release according to Article 40, Section 1 of the WpHG
Heidelberg (pta041/30.06.2021/15:45 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | 2invest AG |
| Legal Entity Identifier (LEI): | 391200H5BDEVHMOV3U10 |
| Street: | Ziegelhäuser Landstr. 3 |
| Postal code: | 69120 |
| City: | Heidelberg, Germany |
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Wilhelm K. T. Zours
Date of birth:
28.07.1961
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
DELPHI Unternehmensberatung Aktiengesellschaft
Deutsche Balaton Aktiengesellschaft
SPARTA AG
5. Date on which threshold was crossed or reached
17.06.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 46.95 | 5.05 | 51.99 | 5,748,154 |
| Previous notification (if applicable) | 46.95 | 3.83 | 50.77 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A3H3L44 | 0 | 2,698,621 | 0.00 | 46.95 |
| Total: | 2,698,621 | 46.95 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Umtauschanleihe | 01.04.2024 | 31.05.2021 bis 22.03.2024 | Both | 290,000 | 5.05 |
| Total: | 290,000 | 5.05 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| - Wilhelm K. T. Zours | |||
| - DELPHI Unternehmensberatung Aktiengesellschaft | 46.95 | 46.95 | |
| - VV Beteiligungen Aktiengesellschaft | |||
| - Deutsche Balaton Aktiengesellschaft | 46.95 | 5.05 | 51.99 |
| - SPARTA AG | 46.95 | 46.95 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft and
SPARTA AG are party to a voting pool agreement dated 27 July 2020. Based on this agreement,
the voting rights held directly by the aforementioned companies are reciprocally attributed to the
other of the aforementioned companies.
Date
29.06.2021
(end)
| Emitter: |
2invest AG Ziegelhäuser Landstr. 3 69120 Heidelberg Germany |
|
|---|---|---|
| Contact Person: | Hansjörg Plaggemars | |
| Phone: | +49 6221 649 240 | |
| E-Mail: | info@2invest-ag.com | |
| Website: | www.2invest-ag.com | |
| ISIN(s): | DE000A3H3L44 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Munich, Stuttgart, Tradegate |