Release according to article 40 para. 1 WpHG
alstria office REIT-AG: Release according to Article 40, Section 1 of the WpHG
Hamburg (pta045/11.11.2021/14:00 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | alstria office REIT-AG |
| Legal Entity Identifier (LEI): | 529900QIJIGPI0DRL085 |
| Street: | Steinstraße 7 |
| Postal code: | 20095 |
| City: | Hamburg, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Legal entity: Brookfield Asset Management Inc.
City and country of registered office:
Toronto,
Canada
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
Lapis Luxembourg Holdings S.à r.l., Alexandrite Lake Lux Holdings S.à r.l.
5. Date on which threshold was crossed or reached
09.11.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 22.86 | 2.76 | 25.62 | 178,032,997 |
| Previous notification (if applicable) | 19.83 | 2.76 | 22.59 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A0LD2U1 | 0 | 40,700,923 | 0.00 | 22.86 |
| Total: | 40,700,923 | 22.86 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Share purchase agreement | n/a | n/a | 4,913,868 | 2.76 |
| Total: | 4,913,868 | 2.76 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| Brookfield Asset Management Inc. | |||
| BPG Holdings Group Inc. | |||
| BPGH New Subco Inc. | |||
| BPGH New Subco 2 Inc. | |||
| BPGH Sub Inc. | |||
| BPG Holdings Group (US) Holdings Inc. | |||
| BPG Holdings Bermuda Limited | |||
| BSREP III Bermuda GP of GP Limited | |||
| BSREP III Bermuda GP L.P. | |||
| BSREP III Fornax Pooling L.P. | |||
| Savoy Luxembourg Holdings S.à r.l. | |||
| Lapis Luxembourg Holdings S.à r.l. | 7.47 | 10.23 | |
| - | |||
| Brookfield Asset Management Inc. | |||
| BPG Holdings Group Inc. | |||
| BPGH New Subco Inc. | |||
| BPGH New Subco 2 Inc. | |||
| BPGH Sub Inc. | |||
| BPG Holdings Group (US) Holdings Inc. | |||
| BPG Holdings Bermuda Limited | |||
| BSREP III Bermuda GP of GP Limited | |||
| BSREP III Bermuda GP L.P. | |||
| BSREP III Fornax Pooling L.P. | |||
| Savoy Luxembourg Holdings S.à r.l. | |||
| Lapis Luxembourg Holdings II S.à r.l. | |||
| - | |||
| Brookfield Asset Management Inc. | |||
| BPG Holdings Group Inc. | |||
| BPGH New Subco Inc. | |||
| BPGH New Subco 2 Inc. | |||
| BPGH Sub Inc. | |||
| BPG Holdings Group (US) Holdings Inc. | |||
| BPG Holdings Bermuda Limited | |||
| BSREP IV Bermuda GP of GP Limited | |||
| BSREP IV Bermuda GP L.P. | |||
| BSREP IV Alexandrite Pooling L.P. | |||
| Alexandrite Master LuxCo S.à r.l. | |||
| Alexandrite Holdings I LuxCo S.à r.l. | |||
| Alexandrite Holdings II LuxCo S.à r.l. | |||
| Alexandrite Lake GP S.à r.l. | |||
| Alexandrite Lake Lux Holdings SCS | |||
| Alexandrite Lake Pledge Mezz Borrower S.à r.l. | |||
| Alexandrite Lake Mezz Borrower S.à r.l. | |||
| Alexandrite Lake Pledge BidCo Borrower S.à r.l. | |||
| Alexandrite Lake Lux Holdings S.à r.l. | 13.65 | 13.65 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
10.11.2021
(end)
| Emitter: |
alstria office REIT-AG Steinstraße 7 20095 Hamburg Germany |
|
|---|---|---|
| Contact Person: | alstria office REIT-AG | |
| Phone: | +49 40 226341-344 | |
| E-Mail: | ir@alstria.de | |
| Website: | www.alstria.de | |
| ISIN(s): | DE000A0LD2U1 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate | |
| Other Stock Exchanges: | London, Börse Luxemburg, SIX, Wiener Börse |