Release according to article 40 para. 1 WpHG
Medigene AG: Release according to Article 40, Section 1 of the WpHG
Planegg/Martinsried (pta049/06.05.2022/18:30 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Medigene AG |
| Legal Entity Identifier (LEI): | 391200I33JD2DKZGDX06 |
| Street: | Lochhamer Straße 11 |
| Postal code: | 82152 |
| City: | Planegg/Martinsried, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Legal entity: BK TOPS Co., Ltd. (ehemals TONGYANG Networks Co., Ltd.)
City and country of registered office:
Seoul,
Korea, Republic of
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
18.03.2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 2.98 | 0.00 | 2.98 | 24,562,658 |
| Previous notification (if applicable) | 3.83 | 0.00 | 3.83 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A1X3W00 | 732,550 | 0 | 2.98 | 0.00 |
| Total: | 732,550 | 2.98 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 | ||||
| Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
04.05.2022
(end)
| Emitter: |
Medigene AG Lochhamer Straße 11 82152 Planegg/Martinsried Germany |
|
|---|---|---|
| Contact Person: | Medigene PR/IR | |
| Phone: | +49 89 2000 3333 01 | |
| E-Mail: | investor@medigene.com | |
| Website: | www.medigene.de | |
| ISIN(s): | DE000A1X3W00 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate |