Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to article 135 section 2 BörseG
Vienna (pta026/11.01.2023/19:00 UTC+1) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: BlackRock, Inc.
City and country of registered office:
Wilmington,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
6.01.2023
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
---|---|---|---|---|
Resulting situation on the date on which threshold was crossed / reached | 3,87 | 0,09 | 3,96 | 82,500,000 |
Position of previous notification | 3,92 | 0,08 | 4,01 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
---|---|---|---|---|
AT0000BAWAG2 | 0 | 3,189,564 | 0.00 | 3.87 |
Total: | 3,189,564 | 3.87 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
---|---|---|---|---|
Securities Lent | N/A | N/A | 5860 | 0.01 |
Total: | 5,860 | 0.01 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
---|---|---|---|---|---|
CFD | N/A | N/A | Cash | 69039 | 0.08 |
Total: | 69,039 | 0.08 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
---|---|---|---|---|---|
1 | BlackRock, Inc. | n/a | n/a | n/a | |
2 | BlackRock Holdco 2, Inc. | 1 | n/a | n/a | n/a |
3 | BlackRock Financial Management, Inc. | 2 | n/a | n/a | n/a |
4 | BlackRock International Holdings, Inc. | 3 | n/a | n/a | n/a |
5 | BR Jersey International Holdings L.P. | 4 | n/a | n/a | n/a |
6 | BlackRock Australia Holdco Pty. Ltd. | 5 | n/a | n/a | n/a |
7 | BlackRock Investment Management (Australia) Limited | 6 | n/a | n/a | n/a |
8 | Trident Merger, LLC | 1 | n/a | n/a | n/a |
9 | BlackRock Investment Management, LLC | 8 | n/a | n/a | n/a |
10 | BlackRock (Singapore) Holdco Pte. Ltd. | 5 | n/a | n/a | n/a |
11 | BlackRock HK Holdco Limited | 10 | n/a | n/a | n/a |
12 | BlackRock Asset Management North Asia Limited | 11 | n/a | n/a | n/a |
13 | BlackRock Lux Finco S.à r.l. | 11 | n/a | n/a | n/a |
14 | BlackRock Japan Holdings GK | 13 | n/a | n/a | n/a |
15 | BlackRock Japan Co., Ltd. | 14 | n/a | n/a | n/a |
16 | BlackRock (Singapore) Limited | 10 | n/a | n/a | n/a |
17 | BlackRock Holdco 3, LLC | 5 | n/a | n/a | n/a |
18 | BlackRock Cayman 1 LP | 17 | n/a | n/a | n/a |
19 | BlackRock Cayman West Bay Finco Limited | 18 | n/a | n/a | n/a |
20 | BlackRock Cayman West Bay IV Limited | 19 | n/a | n/a | n/a |
21 | BlackRock Group Limited | 20 | n/a | n/a | n/a |
22 | BlackRock Finance Europe Limited | 21 | n/a | n/a | n/a |
23 | BlackRock Investment Management (UK) Limited | 22 | n/a | n/a | n/a |
24 | BlackRock International Limited | 21 | n/a | n/a | n/a |
25 | BlackRock (Netherlands) B.V. | 22 | n/a | n/a | n/a |
26 | BlackRock Asset Management Deutschland AG | 25 | n/a | n/a | n/a |
27 | BlackRock Advisors (UK) Limited | 22 | n/a | n/a | n/a |
28 | BlackRock Capital Holdings, Inc. | 3 | n/a | n/a | n/a |
29 | BlackRock Advisors, LLC | 28 | n/a | n/a | n/a |
30 | BlackRock Canada Holdings LP | 17 | n/a | n/a | n/a |
31 | BlackRock Canada Holdings ULC | 30 | n/a | n/a | n/a |
32 | BlackRock Asset Management Canada Limited | 31 | n/a | n/a | n/a |
33 | BlackRock Holdco 4, LLC | 3 | n/a | n/a | n/a |
34 | BlackRock Holdco 6, LLC | 33 | n/a | n/a | n/a |
35 | BlackRock Delaware Holdings Inc. | 34 | n/a | n/a | n/a |
36 | BlackRock Fund Advisors | 35 | n/a | n/a | n/a |
37 | BlackRock Institutional Trust Company, National Association | 35 | n/a | n/a | n/a |
38 | Amethyst Intermediate LLC | 9 | n/a | n/a | n/a |
39 | Aperio Holdings LLC | 38 | n/a | n/a | n/a |
40 | Aperio Group, LLC | 39 | n/a | n/a | n/a |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
(end)
Emitter: |
BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
|
---|---|---|
Contact Person: | BAWAG Group Investor Relations | |
Phone: | +43 (0)59905-34444 | |
E-Mail: | investor.relations@bawaggroup.com | |
Website: | www.bawaggroup.com | |
ISIN(s): | AT0000BAWAG2 (Share) | |
Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |