Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Addiko Bank AG: Release according to article 135 section 2 BörseG
Vienna (pta046/27.06.2024/16:45 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Addiko Bank AG, Canetti Tower, Canettistraße 5/12.OG, 1100 Wien, Austria
Notification made after deadline
2. Reason for notification
Other reason
3. Details of person subject to the notification obligation
Name: Erik Fällström
4. Names of shareholders, if different from declarants (3)
DDM INVEST III AG
5. Date on which threshold was crossed or reached
1.11.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 7,1 | 0 | 7,1 | 19,500,000 |
| Position of previous notification | 9,9 | 0 | 9,9 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT000ADDIKO0 | 0 | 1,384,413 | 0.00 | 7.10 |
| Total: | 1,384,413 | 7.1 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Erik Fällström | n/a | n/a | n/a | |
| 2 | Heracles PTC Limited (Jersey) | 1 | n/a | n/a | n/a |
| 3 | Chronos Investments S.à r.l (Luxembourg) | 2 | n/a | n/a | n/a |
| 4 | DDM Finance AB (Sweden) | 3 | n/a | n/a | n/a |
| 5 | DDM Debt AB (publ) (Sweden) | 4 | n/a | n/a | n/a |
| 6 | DDM INVEST III AG (Switzerland) | 5 | 7,1 | n/a | 7,1 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
This holding notification relates to a change of control on 1 November 2023, as per section 8
Heracles PTC Limited (Jersey) controls Chronos Investments S.à r.l. as Trustee of the Achilles Trust (Jersey).
The entities which, compared to the last major holdings notification, are no longer included in the chain of controlled companies are in liquidation as part of a corporate reorganisation.
(end)
| Emitter: |
Addiko Bank AG Canetti Tower, Canettistraße 5/12.OG 1100 Wien Austria |
|
|---|---|---|
| Contact Person: | Addiko Investor Relations | |
| Phone: | +43 664 884 268 31 | |
| E-Mail: | investor.relations@addiko.com | |
| Website: | www.addiko.com | |
| ISIN(s): | AT000ADDIKO0 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |