pta20240726029
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

BAWAG Group AG: Release according to article 135 section 2 BörseG

Vienna (pta029/26.07.2024/18:15 UTC+2) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: The Goldman Sachs Group, Inc.
City and country of registered office: Wilmington, DE, United States of America (USA)

4. Names of shareholders, if different from declarants (3)

5. Date on which threshold was crossed or reached
23.07.2024

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 1,51 2,48 3,99 78,600,000
Position of previous notification 1,59 2,67 4,26

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000BAWAG2 0 1,189,994 0.00 1.51
Total:   1,189,994   1.51

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Securities Lending Open n.a. 1692179 2.15
Call Warrant 24/01/2025 n.a. 73927 0.09
Swap 24/01/2025 n.a. 111619 0.14
    Total: 1,877,725 2.38

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Swap 18/07/2034 n.a. Cash 69997 0.09
      Total: 69,997 0.09

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 The Goldman Sachs Group, Inc. n/a n/a n/a
2 Goldman Sachs (UK) L.L.C. 1 n/a n/a n/a
3 Goldman Sachs Group UK Limited 2 n/a n/a n/a
4 Goldman Sachs International 3 0,27 2,32 2,59
5 GSAM Holdings LLC 1 n/a n/a n/a
6 Goldman Sachs Asset Management, L.P 5 0,89 0 0,89
7 Goldman Sachs Bank USA 1 n/a n/a n/a
8 Goldman Sachs Bank Europe SE 7 0 0,01 0,01
9 Goldman Sachs Asset Management Holdings LLC 5 n/a n/a n/a
10 Goldman Sachs Asset Management UK Holdings I Ltd 9 n/a n/a n/a
11 Goldman Sachs Asset Management UK Holdings II Ltd 10 n/a n/a n/a
12 Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. 11 n/a n/a n/a
13 Goldman Sachs Asset Management Holdings B.V. 12 0,19 0 0,19
14 GSAMI Holdings I LLC 5 n/a n/a n/a
15 GSAMI Holdings II Ltd 14 n/a n/a n/a
16 Goldman Sachs Asset Management International Holdings Ltd 15 n/a n/a n/a
17 Goldman Sachs Asset Management International 16 0,16 0 0,16
18 Goldman, Sachs & Co. Wertpapier GMBH 1 0 0,14 0,14
19 The Goldman Sachs Trust Company, National Association 1 n/a n/a n/a
20 The Goldman Sachs Trust Company of Delaware 19 0,01 0 0,01

9. In case of proxy voting

Date of general meeting:
Voting rights after general meeting:

10. Other useful information

(end)

Emitter: BAWAG Group AG
Wiedner Gürtel 11
1100 Wien
Austria
Contact Person: BAWAG Group Investor Relations
Phone: +43 (0)59905-34444
E-Mail: investor.relations@bawaggroup.com
Website: www.bawaggroup.com
ISIN(s): AT0000BAWAG2 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade)
|