Release according to article 40 para. 1 WpHG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
München (pta022/11.09.2024/21:42 UTC+2) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Siemens Energy AG |
| Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 |
| Street: | Otto-Hahn-Ring 6 |
| Postal code: | 81739 |
| City: | Munich, Germany |
2. Reason for notification
Acquisition / disposal of shares with voting rights
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City and country of registered office:
Wilmington, Delaware,
United States of America (USA)
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
09.09.2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 1.72 | 4.24 | 5.95 | 799,309,712 |
| Previous notification (if applicable) | 1.83 | 4.28 | 6.11 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000ENER6Y0 | 0 | 13,714,892 | 0.00 | 1.72 |
| Total: | 13,714,892 | 1.72 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Internal right to recall shares lent out | n/a | n/a | 2,758,941 | 0.35 |
| Total: | 2,758,941 | 0.35 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Convertible bonds | 14/09/2025 | 14/09/2025 | Physical | 9,592,167 | 1.2 |
| Third Party convertible bonds - right of use held | 14/09/2025 | 14/09/2025 | Physical | 9,965,557 | 1.25 |
| Equity Swap | 02/10/2024 – 22/09/2032 | 02/10/2024 – 22/09/2032 | Cash | 10,184,873 | 1.27 |
| Accumulator | 22/08/2025 | 22/08/2025 | Physical | 1,010 | 0.00 |
| Physically Settled Put Option | 20/09/2024 | 20/09/2024 | Physical | 1,000,000 | 0.13 |
| Cash-settled Call Options | 20/09/2024 – 02/01/2099 | 20/09/2024 – 02/01/2099 | Cash | 367,894 | 0.05 |
| Total: | 31,111,501 | 3.89 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| JPMorgan Chase & Co. | |||
| JPMorgan Chase Bank, National Association | |||
| J.P. Morgan International Finance Limited | |||
| J.P. Morgan Capital Holdings Limited | |||
| J.P. Morgan Securities plc | |||
| - | |||
| JPMorgan Chase & Co. | |||
| JPMorgan Chase Holdings LLC | |||
| J.P. Morgan Broker-Dealer Holdings Inc. | |||
| J.P. Morgan Securities LLC | |||
| - | |||
| JPMorgan Chase & Co. | |||
| JPMorgan Chase Bank, National Association | |||
| J.P. Morgan International Finance Limited | |||
| J.P. Morgan Structured Products B.V. |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
11.09.2024
(end)
| Emitter: |
Siemens Energy AG Otto-Hahn-Ring 6 81739 München Germany |
|
|---|---|---|
| Contact Person: | Investor Relations | |
| Phone: | +49 89 207084040 | |
| E-Mail: | investorrelations@siemens-energy.com | |
| Website: | www.siemens-energy.com | |
| ISIN(s): | DE000ENER6Y0 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate |