pta20240923007
Release according to article 40 para. 1 WpHG

Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG

München (pta007/23.09.2024/08:50 UTC+2) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer

Name: Siemens Energy AG
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich, Germany

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City and country of registered office: Wilmington, DE, United States of America (USA)

4. Names of shareholders holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
16.09.2024

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 0.39 9.94 10.33 799,309,712
Previous notification (if applicable) 0.31 8.57 8.88

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000ENER6Y0 0 2,638,574 0.00 0.33
US82621A1043 0 479,018 0.00 0.06
Total:   3,117,592   0.39

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Right To Recall Open 23,119,522 2.89
Right Of Use Open 21,498,959 2.69
Call Option 19.12.2025 9,477,200 1.19
Convertible Bond 14.09.2025 10,682,536 1.34
Call Warrant 05.11.2029 104,232 0.01
Swap 05.11.2029 104,756 0.01
    Total: 64,987,205 8.13

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Swap 18.09.2034 Cash 9,380,251 1.17
Put Option 17.12.2027 Physical 3,562,900 0.45
Call Warrant 31.12.2030 Cash 1,485,231 0.19
      Total: 14,428,382 1.81

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
-
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management Holdings LLC
Goldman Sachs Asset Management UK Holdings I Ltd
Goldman Sachs Asset Management UK Holdings II Ltd
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V.
Goldman Sachs Asset Management Holdings B.V.
Goldman Sachs Asset Management International Holdings B.V.
Goldman Sachs Asset Management B.V.
-
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International Bank
-
The Goldman Sachs Group, Inc.
Goldman Sachs Bank USA
Goldman Sachs Bank Europe SE
-
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
-
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
-
The Goldman Sachs Group, Inc.
The Goldman Sachs Trust Company, National Association
The Goldman Sachs Trust Company of Delaware
-
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International 7.08 7.15

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

Holding total positions (6.) after general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other useful information

Date
20.09.2024

(end)

Emitter: Siemens Energy AG
Otto-Hahn-Ring 6
81739 München
Germany
Contact Person: Investor Relations
Phone: +49 89 207084040
E-Mail: investorrelations@siemens-energy.com
Website: www.siemens-energy.com
ISIN(s): DE000ENER6Y0 (Share)
Stock Exchange(s): Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate
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