3U HOLDING AG: Share Option Scheme 2018 marks start to the exercise phase

Marburg (pta006/22.11.2022/07:00 UTC+1)

• Issuing of a maximum of 1,625,998 new shares from Contingent Capital
• First exercise window: 7 to 9 December 2022
• Exercise price: EUR 1.42 per share

Marburg, 22 November 2022 – The Share Option Scheme 2018 for employees and managers in the Group of 3U HOLDING AG (ISIN DE0005167902) will enter into the exercise phase in December 2022 upon expiry of the four-year vesting period. For some subscribers to the first tranche of the scheme, launched in December 2018, the first exercise window opens from 7 to 9 December 2022. A maximum of 853,332 options can be exercised during this window. A second window opens upon release of the provisional figures for the financial year 2022 and closes on 9 March 2023. In this instance, options for another 616,666 shares from the first tranche can be exercised for the first time. Up to another 156,000 options can be exercised for the first time as from the third quarter of 2023.

The exercise price for the option rights amounts to EUR 1.24 per share. The company's share capital will be increased to the extent that holders of option rights exercise their options. The new shares participate in profit as from the beginning of the financial year for which, at the time when the option rights are exercised, no resolution of the Annual General Meeting has yet been passed on the appropriation of profit.

The company has issued and submitted a global certificate for up to 1,625,998 shares in total. Admission of the new shares to trading will be applied for. The company will publish updated total number of voting rights announcements at the end of the respective month, as appropriate.

For further information:
Dr. Joachim Fleïng
Investor Relations
3U HOLDING AG
Tel.: +49 (0)6421 999-1200
Fax: +49 (0)6421 999-1222
email: IR@3U.net

About 3U:
Founded in 1997, 3U HOLDING AG (www.3u.net) is based in Marburg, Germany. It heads up the 3U Group as the operating management and investment holding company. 3U HOLDING AG acquires, operates, and sells companies in its three segments of ITC (Information and Telecommunications Technology), Renewable Energies and SHAC (Sanitary, Heating and Air Conditioning Technology) for the purpose of increasing value for its shareholders, employees, customers, suppliers, and all stakeholders. The 3U Group operates successful and profitable business models based on megatrends in all three segments and strives to achieve leading positions in the market, in particular through its e-commerce operations.

3U HOLDING AG shares are traded on XETRA, Tradegate and on German regional stock exchanges (ISIN: DE0005167902; identifier: UUU).

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Emitter:	3U HOLDING AG Frauenbergstraße 31-33 35039 Marburg Germany
Contact Person:	Dr. Joachim Fleing
Phone:	+49 6421 999-1200
E-Mail:	IR@3U.net
Website:	www.3u.net
ISIN(s):	DE0005167902 (Share)
Stock Exchange(s):	Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Munich, Stuttgart, Tradegate