Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
conwert Immobilien Invest SE: Release according to art. 93 section 2 BörseG
Vienna (pta021/19.12.2016/12:13 UTC+1) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
conwert Immobilien Invest SE, Alserbachstraße 32, 1090 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Bank of America Corporation
City and country of registered office:
Wilmington,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
Managed Account Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch Professional Clearing Corp.
5. Date on which threshold was crossed or reached
14.12.2016
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 0,24 | n/a | 0,24 | 101,906,213 |
| Position of previous notification | 2,43 | 4,06 | 6,49 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000697750 | 0 | 245,535 | 0.00 | 0.24 |
| Total: | 245,535 | 0.24 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Bank of America Corporation | n/a | n/a | n/a | |
| 2 | NB Holdings Corporation | 1 | n/a | n/a | n/a |
| 3 | BAC North America Holding Company | 2 | n/a | n/a | n/a |
| 4 | BANA Holding Corporation | 3 | n/a | n/a | n/a |
| 5 | Bank of America, National Association | 4 | n/a | n/a | n/a |
| 6 | Managed Account Advisors LLC | 5 | 0,18 | n/a | 0,18 |
| 7 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 3 | n/a | n/a | n/a |
| 8 | Merrill Lynch Professional Clearing Corp. | 7 | 0,06 | n/a | 0,06 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
(end)
| Emitter: |
conwert Immobilien Invest SE Alserbachstraße 32 1090 Wien Austria |
|
|---|---|---|
| Contact Person: | Dr. Clemens Billek | |
| Phone: | +43 1 52145-700 | |
| E-Mail: | cwi@conwert.at | |
| Website: | www.conwert.at | |
| ISIN(s): | AT0000697750 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |