Release according to article 40 para. 1 WpHG
Altech Advanced Materials AG: Release according to Article 40, Section 1 of the WpHG
Heidelberg (pta037/14.03.2023/17:05 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | Altech Advanced Materials AG |
| Legal Entity Identifier (LEI): | 529900PVUKFVG9GDEQ03 |
| Street: | Ziegelhäuser Landstraße 3 |
| Postal code: | 69120 |
| City: | Heidelberg, Germany |
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Natural person
(first name, surname):
Wilhelm K. T. Zours
Date of birth:
28.07.1961
4. Names of shareholders holding directly 3% or more voting rights, if different from 3.
Deutsche Balaton Aktiengesellschaft
5. Date on which threshold was crossed or reached
07.03.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
|---|---|---|---|---|
| New | 62.12 | 37.88 | 100.00 | 7,062,500 |
| Previous notification (if applicable) | 62.21 | 0.00 | 62.21 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
|---|---|---|---|---|
| DE000A31C3Z1 | 0 | 3,190,235 | 0.00 | 45.17 |
| DE000A31C3Y4 | 0 | 1,197,147 | 0.00 | 16.95 |
| Total: | 4,387,382 | 62.12 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| 0 | 0.00 | |||
| Total: | 0 | 0.00 |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Convertible Bond | 31.07.2027 | 01.02.2027 bis 19.07.2027 | Both | 1,337,559 | 18.94 |
| Stock Options | 31.07.2027 | 01.02.2027 bis 19.07.2027 | Both | 1,337,559 | 18.94 |
| Total: | 2,675,118 | 37.88 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
|---|---|---|---|
| - Wilhelm K.T. Zours | |||
| - DELPHI Unternehmensberatung Aktiengesellschaft | |||
| - VV Beteiligungen Aktiengesellschaft | |||
| - Deutsche Balaton Aktiengesellschaft | 62.12 | 37.88 | 100.00 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Date
13.03.2023
(end)
| Emitter: |
Altech Advanced Materials AG Ziegelhäuser Landstraße 3 69120 Heidelberg Germany |
|
|---|---|---|
| Contact Person: | Hansjörg Plaggemars | |
| Phone: | +49 6221 64924-82 | |
| E-Mail: | info@altechadvancedmaterials.com | |
| Website: | www.altechadvancedmaterials.com | |
| ISIN(s): | DE000A31C3Y4 (Share) DE000A31C3Z1 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf |