Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG
Wien (pta013/27.07.2023/10:35 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification
Other reason
3. Details of person subject to the notification obligation
Name: Highbridge Capital Management LLC
City and country of registered office:
New York,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
24.07.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 0 | 4,02 | 4,02 | 10,303,327 |
| Position of previous notification | 0,00 | 3,99 | 3,99 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Convertible Bond | 28/01/2026 | 28/01/2026 | Physical | 413859 | 4.02 |
| Total: | 413,859 | 4.02 |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
Highbridge Tactical Credit Master Fund, L.P. is the legal owner of the convertible bond positions and Highbridge Capital Management LLC is the ultimate contracted investment manager of Highbridge Tactical Credit Master Fund, L.P.
Disclosure due to change of conversion price of the convertible bonds with effect as of 24 July 2023.
(end)
| Emitter: |
DO & CO Aktiengesellschaft Stephansplatz 12 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Mag. Helmut Dimmel | |
| Phone: | +43 664 80 777 1159 | |
| E-Mail: | helmut.dimmel@doco.com | |
| Website: | www.doco.com | |
| ISIN(s): | AT0000818802 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade); Free Market in Berlin, Dusseldorf, Frankfurt, Munich, Stuttgart, Tradegate | |
| Other Stock Exchanges: | London, Istanbul |